Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Radcliffe Berkoff is a financial advisor with UBS Financial Services Inc. Nathan has been in the financial services industry for over 20 years. Nathan has a strong background in both investment banking and wealth management. Nathan is a Certified Financial Planner. Nathan holds Series 7, 31, and 66 securities licenses, as well as insurance licenses. Nathan has worked at Morgan Stanley and Morgan Stanley Smith Barney, and is currently with UBS Financial Services. Nathan has a strong track record of providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/12/2014 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/01/2009 - 12/17/2014
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/04/2002 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
05/15/2002 - 10/17/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
09/10/2001 - 05/01/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 09/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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