Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Penha is a financial advisor with Capfinancial Securities, LLC. Nathan has been in the financial services industry since 2011. Nathan is a Series 7 and Series 66 licensed professional and holds the SIE designation. Nathan's previous employers include Mutual of America Securities LLC, Mutual of America Life Insurance Company, Allstate Financial Services, LLC, AIG Capital Services, Inc., and Edward Jones. Nathan is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/13/2022 - Present
Capfinancial Securities, LLC (Tampa FL)
FL
06/11/2019 - 09/12/2022
MUTUAL OF AMERICA SECURITIES LLC (TAMPA FL)
FL
06/11/2019 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Tampa FL)
FL
03/22/2019 - 05/31/2019
ALLSTATE FINANCIAL SERVICES, LLC (Odessa FL)
CA
08/23/2017 - 03/18/2019
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
FL
07/13/2011 - 08/11/2017
EDWARD JONES (TAMPA FL)
BOTH
Issued 07/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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