Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Paul Batten is a financial professional registered with Northwestern Mutual Investment Services, LLC. Nathan has been in the financial services industry since November 2019. Nathan holds FINRA Series 6, 63, 26, and SIE licenses. Nathan is registered with the following states: Arizona, California, District of Columbia, Hawaii, Iowa, Minnesota, Missouri, Montana, Nevada, New Mexico, New York, North Carolina, North Dakota, Oregon, Rhode Island, South Dakota, Utah, Vermont, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
11/16/2019 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 12/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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