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Nathan Patrick Gorman

Mufg Securities Americas Inc.

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About Nathan Patrick Gorman

Nathan Gorman is a financial advisor with a broad range of experience, including roles at PNC Capital Markets LLC and currently with MUFG Securities Americas Inc. Nathan is registered with FINRA as a General Securities Representative and has passed the Series 7, Series 52, and SIE exams. Nathan holds licenses in 51 states and is active in the securities industry since September 19, 2017.

Firm Information

Nathan Gorman is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Gorman’s Registration & Firm History

NY

04/16/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

PA

09/20/2017 - 04/16/2020

PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 07/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2017

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nathan Patrick Gorman.
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