Unclaimed
Nathan Gorman is a financial advisor with a broad range of experience, including roles at PNC Capital Markets LLC and currently with MUFG Securities Americas Inc. Nathan is registered with FINRA as a General Securities Representative and has passed the Series 7, Series 52, and SIE exams. Nathan holds licenses in 51 states and is active in the securities industry since September 19, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
PA
09/20/2017 - 04/16/2020
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
BC
Issued 07/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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