Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Norris Farnell has been in the financial services industry since 2008. Nathan is currently registered with Charles Schwab & CO., Inc. as a Registered Representative (RA) in California and Texas. Nathan has previous experience with Questar Capital Corporation and Woodbury Financial Services, Inc.. Nathan has a combined 36 state licenses as well as licenses from FINRA. Nathan holds the Series 66, Series 9, Series 10, SIE, and Series 7 licenses and is a registered investment advisor in California and Texas. Nathan is an active member of the industry and is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Truckee CA)
CA
10/16/2012 - 09/27/2017
QUESTAR CAPITAL CORPORATION (TRUCKEE CA)
CA
08/15/2011 - 10/19/2012
WOODBURY FINANCIAL SERVICES, INC. (TRUCKEE CA)
CA
05/15/2008 - 08/17/2011
EDWARD JONES (TRUCKEE CA)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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