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Nathan Newman

THE OAK Ridge Financial Services Group, Inc.

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About Nathan Newman

Nathan Newman is a financial professional with over 50 years of experience in the industry. Currently, Nathan is a registered representative with The Oak Ridge Financial Services Group, Inc. Nathan has a wide range of experience, having worked for several firms throughout the years. In addition to being a Series 7, Series 99, and Series 63 licensed professional, Nathan is also a Registered Options Principal (Series 4) and a General Securities Principal (Series 24). He focuses on individual and high-net-worth clients and provides financial planning, portfolio management, and selection of other advisers services.

Firm Information

Nathan Newman is currently registered with THE OAK Ridge Financial Services Group, Inc.. THE OAK Ridge Financial Services Group, Inc. is a corporation headquartered in GOLDEN VALLEY, MN, United States. Founded in March 1997, the firm offers a wide range of financial services, including financial planning, portfolio management for individuals, and selection of other advisers. They have a strong presence across the United States, with state registrations in all 50 states, as well as the District of Columbia and Virgin Islands. With over 30 licensed agents and investment advisor representatives, they serve a diverse clientele, including individuals, high-net-worth individuals, and insurance companies. Their regulatory assets under management exceed $456 million, demonstrating their expertise and experience in managing client assets.
THE OAK Ridge Financial Services Group, Inc.

701 XENIA AVENUE SOUTH

GOLDEN VALLEY, MN 55416-1089

$456.42M

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Newman’s Registration & Firm History

MN

04/28/1997 - Present

THE OAK Ridge Financial Services Group, Inc. (GOLDEN VALLEY MN)

NA

08/08/1977 - 12/31/1997

NORAM INVESTMENT SERVICES, INC. (VANCOUVER )

TX

10/09/1997 - 10/24/1997

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NA

01/13/1966 - 10/21/1977

JOHN STEPHENS & CO., INC.

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Licenses & Designations

BC

Issued 08/18/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/13/1977

Series 4 - Registered Options Principal Examination

BC

Issued 06/30/1977

F04 - Financial Principal Examination

BC

Issued 01/04/1966

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Nathan Newman. Review regulatory record here.
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