Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Michael Lee is an investment advisor representative at LPL Financial LLC. Nathan has been working in the financial services industry since 2001. Nathan has experience working for Key Investment Services LLC, LPL Financial LLC, PrimeVest Financial Services, Inc., and Wachovia Securities, LLC. Nathan is registered in California, Colorado, Delaware, Florida, Georgia, New Jersey, and Pennsylvania as a broker and investment advisor. Nathan is a Series 6, Series 7, Series 63, and Series 66 licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/23/2024 - Present
LPL Financial LLC (DOUGLASSVILLE PA)
PA
09/21/2016 - 02/12/2020
KEY INVESTMENT SERVICES LLC (DOUGLASSVILLE PA)
PA
05/04/2010 - 09/21/2016
LPL FINANCIAL LLC (DOUGLASSVILLE PA)
PA
03/26/2009 - 05/05/2010
PRIMEVEST FINANCIAL SERVICES, INC. (DOUGLASSVILLE PA)
PA
12/18/2001 - 03/17/2009
WACHOVIA SECURITIES, LLC (JENKINTOWN PA)
BOTH
Issued 04/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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