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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Lowell Steen is an investment advisor representative with Ameriprise Financial Services, LLC. Nathan has been in the industry since 2004 and holds Series 7, 31, and 66 securities licenses as well as the SIE exam. Nathan is registered with the state of California and several other states as a Broker-Dealer and an Investment Advisor. Nathan also works with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC. Prior to joining Ameriprise Financial Services, LLC, Nathan worked with Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/05/2023 - Present
Ameriprise Financial Services, LLC (Monterey CA)
CA
06/29/2012 - 09/20/2023
WELLS FARGO CLEARING SERVICES, LLC (CARMEL CA)
CA
10/21/2005 - 07/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARMEL CA)
NY
11/22/2004 - 10/24/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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