Unclaimed
Nathan Hickman is an investment advisor representative with LPL Financial LLC. Nathan Hickman has been in the securities industry for over 10 years. Nathan Hickman is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Nathan Hickman has a Series 7 and Series 66 license. Nathan Hickman is also registered to sell insurance products. Nathan Hickman is a registered investment advisor in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/29/2018 - Present
LPL Financial LLC (JEFFERSON CITY MO)
MO
01/17/2018 - 02/14/2018
INVEST FINANCIAL CORPORATION (JEFFERSON CITY MO)
MO
07/03/2015 - 12/14/2017
DEARBORN CAPITAL MARKETS GROUP, LLC (JEFFERSON CITY MO)
MO
08/03/2011 - 07/09/2013
INVEST FINANCIAL CORPORATION (JEFFERSON CITY MO)
BOTH
Issued 02/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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