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Nathan L Gold

Wells Fargo Clearing Services, LLC

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About Nathan L Gold

Nathan Gold is a registered representative with Wells Fargo Clearing Services, LLC. Nathan has been in the industry since May 8, 1982, and has a history of working for several financial institutions, including J.P. Morgan Securities LLC, SAFDIE INVESTMENT SERVICES CORP., Oppenheimer & Co. Inc., CIBC WORLD MARKETS CORP., SCHRODER WERTHEIM & CO. INCORPORATED, DILLON, READ & CO. INC., PAINEWEBBER INCORPORATED, SHEARSON LEHMAN HUTTON INC., COWEN & CO. and SHEARSON/AMERICAN EXPRESS INC. Nathan is licensed in 37 states and the District of Columbia and offers a variety of investment services, including financial planning, pension consulting, and portfolio management for both individuals and businesses. Nathan also holds an adjunct professor position at Hofstra University, where they teach Venture Capitalism.

Firm Information

Nathan Gold is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Gold’s Registration & Firm History

NY

02/01/2022 - Present

Wells Fargo Clearing Services, LLC (NEW YORK NY)

NY

02/29/2008 - 02/08/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/09/2004 - 03/03/2008

SAFDIE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

01/03/2003 - 09/14/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/08/1996 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

06/07/1993 - 07/19/1996

SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)

CT

02/24/1993 - 06/28/1993

DILLON, READ & CO. INC. (STAMFORD CT)

NJ

04/17/1989 - 02/18/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

10/29/1984 - 04/27/1989

SHEARSON LEHMAN HUTTON INC.

NA

09/20/1983 - 11/01/1984

COWEN & CO.

NA

05/04/1982 - 09/22/1983

SHEARSON/AMERICAN EXPRESS INC.

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Licenses & Designations

IA

Issued 06/17/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/31/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Nathan L Gold. Review regulatory record here.
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