Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Sand has been a registered representative in the financial services industry since 1997. Nathan is a Series 7, 63, 66 and SIE licensed professional. Nathan is currently registered with U.S. Bancorp Investments, Inc. and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lake Street Capital Markets, LLC. Nathan has been registered in multiple states and has experience working with individual investors and high net worth individuals, corporations, and charitable organizations. Nathan's firm is U.S. Bancorp Investments, Inc. which specializes in providing financial planning, portfolio management for individuals and businesses, as well as publishing periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
07/28/2021 - Present
U.s. Bancorp Investments, Inc. (Maple Grove MN)
MN
01/21/2020 - 07/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PAUL MN)
MN
03/19/2013 - 12/27/2016
LAKE STREET CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
12/09/1997 - 07/18/2012
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 02/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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