Unclaimed
Nathan Goldfarb is a registered representative with Raine Securities LLC. Nathan has a Series 63, Series 7TO, Series 79TO and SIE licenses. Nathan has been working in the securities industry since August 5, 2022. Nathan is registered to sell securities in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2022 - Present
Raine Securities LLC (NEW YORK NY)
BC
Issued 08/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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