Unclaimed
Nathan Vander kley is a financial advisor registered with Wells Fargo Clearing Services, LLC. Nathan is active in the following states: Alaska, Arizona, California, Colorado, Connecticut, Florida, Idaho, Kentucky, Louisiana, Montana, Nevada, New Mexico, North Carolina, Oregon, Pennsylvania, Rhode Island, Texas, Washington, Wisconsin, and Wyoming. Nathan has over 17 years of experience in the securities industry. Previously, Nathan was employed at MORGAN STANLEY SMITH BARNEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Nathan holds FINRA Series 66 and Series 7 licenses. Nathan has an active FINRA registration as a Registered Representative and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
04/06/2018 - Present
Wells Fargo Clearing Services, LLC (EUGENE OR)
OR
11/06/2009 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (LAKE OSWEGO OR)
OR
12/21/2005 - 11/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
BOTH
Issued 02/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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