Unclaimed
Nathan Gray is a registered representative with Fidelity Brokerage Services LLC, and is currently licensed to provide securities-related services in all 50 states, as well as Puerto Rico and the Virgin Islands. Nathan is a recent addition to the financial services industry, having passed his Series 7, Series 63, and SIE exams in late 2023. Nathan is currently based out of the firm's Smithfield, Rhode Island office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/11/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 01/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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