Unclaimed
Nathan Buffington is a financial advisor registered with Truist Advisory Services, Inc. Nathan has been in the financial industry since 2007. Nathan has held previous positions with BB&T SECURITIES, LLC, BB&T INVESTMENT SERVICES, INC., STERNE, AGEE & LEACH, INC., and UBS FINANCIAL SERVICES INC. Nathan offers financial planning, portfolio management for businesses and individuals, selection of other advisors, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/17/2021 - Present
Truist Advisory Services, Inc. (HUNTSVILLE AL)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
AL
07/12/2011 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
AL
04/27/2009 - 07/18/2011
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
11/05/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
BOTH
Issued 12/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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