Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Mittag is a financial advisor who has been in the industry since 2008. He currently works at Stephens in New York, NY and previously worked at Piper Sandler & Co., Sandler, O'Neill & Partners, L.P., and Keefe, Bruyette & Woods, Inc. Nathan Mittag is a Series 7, 63, SIE, and 79TO licensed advisor. Nathan Mittag specializes in providing investment advice to individuals and businesses. Nathan Mittag's primary focus is on portfolio management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/10/2021 - Present
Stephens (NEW YORK NY)
NY
01/03/2020 - 12/13/2021
PIPER SANDLER & CO. (NEW YORK NY)
NY
08/13/2014 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
09/23/2008 - 07/31/2014
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 05/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nathan Mittag is the right advisor for you? Invested Better is here to help.
