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Nathan Gminder

W & S Brokerage Services, Inc.

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About Nathan Gminder

Nathan Gminder is a financial professional registered with W&S Brokerage Services, Inc. Nathan is licensed to provide financial services in Alabama, North Carolina, South Carolina and Virginia. Nathan has been in the financial industry since November 2020. Nathan holds FINRA Series 63, 6TO and SIE licenses.

Firm Information

Nathan Gminder is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Gminder’s Registration & Firm History

NC

11/09/2020 - Present

W&S Brokerage Services, Inc. (Wilmington NC)

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Licenses & Designations

BC

Issued 11/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nathan Gminder. Review regulatory record here.
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