Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Mains is a registered investment advisor representative with Capital Client Group, Inc. in Los Angeles, California. Nathan has been in the securities industry since 2001 and holds multiple licenses including Series 6, 7, 26, 63 and 65. Nathan also holds a license in Georgia and South Carolina. Nathan is a registered Investment Advisor representative in California. Nathan is a licensed representative for Capital Client Group, Inc. and is authorized to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
10/17/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 10/16/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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