Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Underwood is a registered investment advisor representative with Morgan Stanley. Nathan has been in the financial services industry since 2007 and has a wealth of experience in providing investment advice to a diverse clientele. He is licensed to sell securities in multiple states and has passed various industry exams, including the Series 7, Series 63, and Series 66. Nathan has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc., further expanding his knowledge and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
03/29/2021 - Present
Morgan Stanley (Seattle WA)
WA
02/01/2016 - 03/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
06/01/2009 - 02/05/2016
MORGAN STANLEY (SEATTLE WA)
WA
01/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
BOTH
Issued 04/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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