Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Elby is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Schaumburg, Illinois. Nathan has been in the financial services industry since April 2020. Nathan is registered with the Securities and Exchange Commission as an investment advisor representative. Nathan has passed the Series 7, Series 66 and SIE exams. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Nathan worked at CETERA ADVISOR NETWORKS LLC and Raymond James & Associates, Inc. Nathan is registered to offer investment advisory services in Alabama, Arizona, California, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Nevada, New York, Ohio, Texas, Washington, West Virginia and Wisconsin. Nathan has been in the financial services industry since April 2020. Nathan specializes in portfolio management, insurance and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCHAUMBURG IL)
IL
09/20/2021 - 05/31/2023
CETERA ADVISOR NETWORKS LLC (SCHAUMBURG IL)
IL
03/02/2020 - 08/13/2021
RAYMOND JAMES & ASSOCIATES, INC. (SCHAUMBURG IL)
BOTH
Issued 05/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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