Unclaimed
Nathan Gierke is a financial advisor with Wedbush Securities Inc. with a focus on providing financial planning and portfolio management services for individuals and businesses. Nathan Gierke has been in the financial industry since 2006 and has worked at a number of firms including AXA Advisors, LLC, Equitable Advisors, LLC, and Purshe Kaplan Sterling Investments. Nathan Gierke is also a registered investment advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/07/2022 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
03/26/2021 - 07/05/2022
PURSHE KAPLAN STERLING INVESTMENTS (Los Angeles CA)
CA
09/17/2013 - 08/04/2020
EQUITABLE ADVISORS, LLC (PASADENA CA)
CA
11/21/2012 - 09/06/2013
METLIFE SECURITIES INC. (WOODLAND HILLS CA)
CA
02/12/2010 - 09/06/2013
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
CA
11/22/2005 - 11/25/2009
AXA ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 10/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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