Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Edward Smart is a financial advisor with over 24 years of experience in the industry. Nathan Edward Smart is currently registered with Wells Fargo Clearing Services, LLC. Nathan Edward Smart has a Series 7, 31, and 63, and SIE licenses. Nathan Edward Smart is a Certified Financial Planner. Nathan Edward Smart has worked at Prudential Securities Incorporated and Wells Fargo Advisors LLC in the past. Nathan Edward Smart provides financial planning, investment management, and investment consulting services to a wide range of clients, including individuals, businesses, and institutions. Nathan Edward Smart is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
NY
07/24/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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