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Nathan Douglas Peterson

Raymond James Financial Services, Inc.

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About Nathan Douglas Peterson

Nathan Peterson is a financial advisor registered with Raymond James Financial Services, Inc.. Nathan has been in the financial industry since November 2004 and has a Series 7, Series 63 and SIE license. Nathan was previously registered with Wells Fargo Advisors Financial Network, LLC and Morgan Keegan & Company, Inc. Nathan is licensed in 25 states and the District of Columbia.

Firm Information

Nathan Peterson is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Peterson’s Registration & Firm History

NC

01/27/2017 - Present

Raymond James Financial Services, Inc. (Charlotte NC)

NC

09/10/2009 - 01/30/2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CHARLOTTE NC)

NC

12/01/2004 - 09/10/2009

MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Douglas Peterson.
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