Unclaimed
Nathan Peterson is a financial advisor registered with Raymond James Financial Services, Inc.. Nathan has been in the financial industry since November 2004 and has a Series 7, Series 63 and SIE license. Nathan was previously registered with Wells Fargo Advisors Financial Network, LLC and Morgan Keegan & Company, Inc. Nathan is licensed in 25 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/27/2017 - Present
Raymond James Financial Services, Inc. (Charlotte NC)
NC
09/10/2009 - 01/30/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CHARLOTTE NC)
NC
12/01/2004 - 09/10/2009
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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