Unclaimed
Nathan Donald Rock is a financial professional with over 4 years of experience in the financial services industry. Nathan is currently registered with The Huntington Investment Co. in Niles, Michigan. Prior to joining The Huntington Investment Co. Nathan worked at CETERA INVESTMENT SERVICES LLC in Niles, Michigan and PRINCIPAL SECURITIES, INC. in Grand Rapids, Michigan. Nathan holds a Series 66, Series 7, and SIE license. Nathan specializes in providing financial advice to individuals, high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MI
10/14/2021 - Present
THE Huntington Investment Co. (Niles MI)
MI
06/03/2019 - 10/13/2021
CETERA INVESTMENT SERVICES LLC (NILES MI)
MI
07/03/2018 - 04/04/2019
PRINCIPAL SECURITIES, INC. (Grand Rapids MI)
BOTH
Issued 08/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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