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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Kawaguchi is an investment advisor representative with Fidelity Personal And Workplace Advisors based in Boston, MA. Nathan has been in the financial services industry since 2007 and has experience working with clients in California, Texas and Utah. Nathan has a wide range of experience in financial planning, portfolio management and selection of other advisors. Nathan also specializes in financial services for corporations, individuals and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/20/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
09/12/2011 - 01/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSEVILLE CA)
CA
01/01/2008 - 10/22/2009
WELLS FARGO ADVISORS, LLC (MODESTO CA)
CA
02/12/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MODESTO CA)
NJ
04/07/2003 - 10/20/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 02/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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