Unclaimed
Nathan Jones is a financial professional who has been in the industry since 2013. He is currently registered with Northwestern Mutual Investment Services, LLC in Denver, Colorado. Nathan Jones has a Series 6, Series 7, and Series 63 license and holds the SIE designation. Nathan Jones has worked with Northwestern Mutual Investment Services, LLC previously in various locations in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
09/21/2017 - Present
Northwestern Mutual Investment Services, LLC (DENVER CO)
CO
07/07/2016 - 06/06/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
CO
03/14/2014 - 05/02/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ENGLEWOOD CO)
CO
05/14/2012 - 09/18/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 11/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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