Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan David Allen is a financial professional with experience in both the insurance and investment advisory industries. Nathan is currently registered as a Registered Representative with 49 Financial in Austin, TX. Nathan previously worked with Purshe Kaplan Sterling Investments, a firm which was registered with both the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Nathan has also been an Associate with the Financial Independence Group in Charlotte, NC and a Registered Representative with Oakwood Capital Securities. Nathan's experience in the industry spans over 10 years and he is a well-versed financial professional with a commitment to meeting the financial needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
05/17/2024 - Present
49 Financial (AUSTIN TX)
NC
06/30/2022 - 01/09/2024
PURSHE KAPLAN STERLING INVESTMENTS (Charlotte NC)
IA
Issued 05/17/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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