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Nathan Dale Fichter

RIA Advisory Group, LLC

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About Nathan Dale Fichter

Nathan Fichter is an investment advisor representative with RIA Advisory Group, LLC. Nathan has been in the industry since 2001 and has experience with a variety of firms, including LPL Financial LLC, Questor Capital Corporation and The Leaders Group, Inc. Nathan is registered with the state of Nebraska. Nathan has a variety of product and state exams including the Series 6, 7, 63 and 65. Nathan has experience working with high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high-net-worth.

Firm Information

Nathan Fichter is currently registered with RIA Advisory Group, LLC. RIA Advisory Group, LLC is an investment advisor based in DES MOINES, IA. They manage $398,868,182 in regulatory assets under management for 2,799 clients. The firm specializes in portfolio management for individuals. They have 15 licensed agents and 24 investment adviser representatives.
RIA Advisory Group, LLC

500 SW 7TH STREET

DES MOINES, IA 50309

$398.87M

Assets Under Management

29

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Fichter’s Registration & Firm History

NE

12/08/2020 - Present

RIA Advisory Group, LLC (Elk Horn NE)

NE

12/09/2016 - 12/11/2020

LPL FINANCIAL LLC (OMAHA NE)

NE

01/04/2012 - 12/19/2016

QUESTAR CAPITAL CORPORATION (OMAHA NE)

CO

08/03/2009 - 12/31/2011

THE LEADERS GROUP, INC. (LITTLETON CO)

NE

11/25/2008 - 08/05/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (OMAHA NE)

SD

07/12/2001 - 11/14/2008

PRINCOR FINANCIAL SERVICES CORPORATION (SIOUX FALLS SD)

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Licenses & Designations

IA

Issued 03/10/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/11/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Nathan Dale Fichter. Review regulatory record here.
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