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Nathan D Adams

TD Securities (usa) LLC

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About Nathan D Adams

Nathan Adams is a registered representative associated with TD Securities (usa) LLC. Nathan has been in the securities industry since November 9, 2022. Nathan is registered in 52 states and holds the Series 7, Series 63, and SIE licenses. Nathan's previous employment was with Wells Fargo Securities, LLC.

Firm Information

Nathan Adams is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Adams’s Registration & Firm History

NY

05/13/2024 - Present

TD Securities (usa) LLC (NEW YORK NY)

NC

11/07/2022 - 05/09/2024

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nathan D Adams.
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