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Nathan Conner Respondek

First Trust Advisors LP

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About Nathan Conner Respondek

Nathan Conner Respondek is an investment advisor representative with First Trust Advisors LP. Nathan has been in the industry since May 2024. Nathan holds the Series 7TO, Series 63 and Series 65 licenses. Nathan is registered to provide investment advice in Illinois and Texas. Nathan is also a registered representative with First Trust Advisors LP. Nathan has a background in finance and has experience working in the financial industry. Nathan's specializations include portfolio management for individuals, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses.

Firm Information

Nathan Respondek is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Nathan Respondek’s Registration & Firm History

TX

05/06/2024 - Present

First Trust Advisors LP (AUSTIN TX)

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Licenses & Designations

IA

Issued 02/16/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/03/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Conner Respondek.
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