Unclaimed
Nathan Cohen is a registered representative with TD Securities (USA) LLC in San Francisco, California. Nathan has been in the securities industry since 2021. Nathan has passed the Series 63, Series 79TO, and SIE exams. Nathan is currently registered with the state of California and New York. Previously, Nathan was registered with Cowen and Company and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/11/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
NY
03/07/2024 - 04/11/2024
TD SECURITIES (USA) LLC (NEW YORK NY)
CA
03/21/2023 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
07/27/2021 - 03/08/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 08/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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