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Nathan Cohen

TD Securities (usa) LLC

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About Nathan Cohen

Nathan Cohen is a registered representative with TD Securities (USA) LLC in San Francisco, California. Nathan has been in the securities industry since 2021. Nathan has passed the Series 63, Series 79TO, and SIE exams. Nathan is currently registered with the state of California and New York. Previously, Nathan was registered with Cowen and Company and J.P. Morgan Securities LLC.

Firm Information

Nathan Cohen is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Cohen’s Registration & Firm History

CA

04/11/2024 - Present

TD Securities (usa) LLC (SAN FRANCISCO CA)

NY

03/07/2024 - 04/11/2024

TD SECURITIES (USA) LLC (NEW YORK NY)

CA

03/21/2023 - 04/11/2024

COWEN AND COMPANY (San Francisco CA)

CA

07/27/2021 - 03/08/2023

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Cohen.
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