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Nathan Charles Moeri

Mesirow Financial, Inc.

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About Nathan Charles Moeri

Nathan Moeri is a financial advisor at Mesirow Financial, Inc. based in Chicago, IL. Nathan has been in the financial industry since 2010. Prior to joining Mesirow Financial, Inc., Nathan worked at Robert W. Baird & Co. Incorporated and Deutsche Bank Securities Inc. Nathan holds a Series 79, Series 63 and SIE license.

Firm Information

Nathan Moeri is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Moeri’s Registration & Firm History

IL

07/15/2014 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

04/19/2012 - 08/05/2014

ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)

IL

08/20/2010 - 04/12/2012

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/11/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Charles Moeri.
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