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Nathan Chandra

TD Securities (usa) LLC

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About Nathan Chandra

Nathan Chandra is a financial advisor with TD Securities (usa) LLC. Nathan has over 15 years of experience in the financial services industry. Nathan has passed the Series 7, Series 31, Series 66 and SIE exams. Nathan has previously been registered with Cowen and Company, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated.

Firm Information

Nathan Chandra is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Chandra’s Registration & Firm History

NY

04/11/2024 - Present

TD Securities (usa) LLC (New York NY)

NY

03/07/2024 - 04/11/2024

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

09/06/2022 - 04/11/2024

COWEN AND COMPANY (NEW YORK NY)

CA

06/01/2009 - 11/19/2010

MORGAN STANLEY SMITH BARNEY (SANTA CRUZ CA)

CA

07/23/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SANTA CRUZ CA)

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Licenses & Designations

BOTH

Issued 08/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/06/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 07/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Chandra.
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