Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Carroll Grooms is a financial advisor at LPL Financial LLC. Nathan has been in the financial services industry since 1999. Nathan has a Series 7 and Series 66 license. Nathan is registered with the state of North Carolina as an Investment Advisor Representative (IAR). Nathan also has a Series 7 license and is registered with the state of Texas as a Registered Representative (RR). Nathan has worked with clients in various areas including financial planning, portfolio management, and education seminars. Nathan has also served as a co-owner in several real estate rental ventures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
10/27/2023 - Present
LPL Financial LLC (RALEIGH NC)
NC
12/09/1999 - 11/08/2023
AMERIPRISE FINANCIAL SERVICES, LLC (RALEIGH NC)
MN
12/09/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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