Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Carlson is a financial advisor who has been in the industry since 2005. Nathan is currently registered with First Trust Advisors LP as a registered representative (RR). Prior to that, Nathan worked at Advisors Asset Management, Inc., Van Kampen Funds Inc., Chase Investment Services Corp., and Banc One Securities Corporation. Nathan has passed several FINRA exams, including the Series 6, Series 7, and Series 63 exams. Nathan's specialties include fixed income, equities, mutual funds, variable annuities, and options. Nathan primarily works with individual investors, but also works with institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
07/12/2010 - Present
First Trust Advisors LP (WHEATON IL)
IL
08/10/2009 - 07/27/2010
ADVISORS ASSET MANAGEMENT, INC. (LISLE IL)
IL
10/06/2005 - 08/27/2009
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
07/06/2005 - 10/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/16/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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