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Nathan C Sperry

Empower Financial Services, Inc.

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About Nathan C Sperry

Nathan Sperry is a financial professional with over 9 years of experience in the industry. Nathan is currently registered with Empower Financial Services, Inc. and holds licenses for Series 6, Series 63, and SIE. Nathan has a strong background in investment company products and variable contracts.

Firm Information

Nathan Sperry is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Sperry’s Registration & Firm History

CO

04/04/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CT

02/28/2013 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 02/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan C Sperry.
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