Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Broyles Pund is a financial professional with over 20 years of experience in the industry. He is currently registered with Houlihan Lokey Capital, Inc. in Texas and Utah. Nathan has held previous positions with Lazard Middle Market LLC, D.A. Davidson & Co., Silver Steep Partners, LLC, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Prudential Securities Incorporated, Interstate/Johnson Lane Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company. Nathan has a strong background in investment banking and has passed several industry exams, including the Series 7, Series 24, Series 63, Series 79TO and the SIE. He is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/07/2017 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
NC
09/14/2015 - 11/15/2017
LAZARD MIDDLE MARKET LLC (CHARLOTTE NC)
WA
11/30/2010 - 08/14/2015
D.A. DAVIDSON & CO. (SEATTLE WA)
WA
06/11/2007 - 02/18/2011
SILVER STEEP PARTNERS, LLC (SEATTLE WA)
NY
02/06/2004 - 01/24/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/17/2001 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
01/06/1998 - 11/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NC
03/20/1997 - 10/27/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
MA
05/16/1995 - 04/29/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/16/1995 - 04/29/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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