Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Ploener is a financial professional registered with FINRA and is associated with Scotia Capital (usa) Inc.. Nathan has been in the industry for over 1 year. Nathan holds the Series 7TO, Series 24, and SIE licenses. Nathan has been registered with Scotia Capital (usa) Inc. since 1/23/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 04/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
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Nasdaq Stock Market
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New York Stock Exchange
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