Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Baga is a registered representative with Sanford C. Bernstein & CO., LLC in the Washington, D.C. office. Nathan has been in the industry since November 4, 2021 and holds Series 63, 7TO and SIE licenses. Nathan specializes in investments and is registered in the District of Columbia and Virginia. Sanford C. Bernstein & CO., LLC manages more than $3.7 billion in assets and provides investment management services for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
DC
11/05/2021 - Present
Sanford C. Bernstein & CO., LLC (WASHINGTON DC)
BC
Issued 06/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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