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Nathan Hatton Walsh

Occidental Asset Management, LLC

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About Nathan Hatton Walsh

Nathan Hatton Walsh is an Investment Advisor Representative with Occidental Asset Management, LLC. Nathan Hatton Walsh has been in the securities industry for over 20 years. Previous employers include Round Hill Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nathan Hatton Walsh has passed the Series 63, Series 65, and Series 7 exams. Nathan Hatton Walsh is registered in California and Texas. Nathan Hatton Walsh has a specialization in providing financial planning services, portfolio management for individuals, and selection of other advisors. Nathan Hatton Walsh and Occidental Asset Management, LLC primarily serve high-net-worth individuals, and are not currently serving any other client types.

Firm Information

Nathan Walsh is currently registered with Occidental Asset Management, LLC. Occidental Asset Management, LLC is a registered investment advisor located in Burlingame, CA. They offer a variety of advisory services, including financial planning, selection of other advisors, and portfolio management for individuals. Their clientele consists primarily of high-net-worth individuals. The firm manages over $796 million in assets for over 1700 accounts.
Occidental Asset Management, LLC

301 CALIFORNIA DRIVE #9

BURLINGAME, CA 94010

$796.08M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Walsh’s Registration & Firm History

CA

09/09/2013 - Present

Occidental Asset Management, LLC (BURLINGAME CA)

CA

01/08/2002 - 10/19/2004

ROUND HILL SECURITIES, INC. (ALAMO CA)

CA

02/17/1999 - 04/16/2001

ROUND HILL SECURITIES, INC. (ALAMO CA)

NY

08/03/1998 - 02/18/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/26/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nathan Hatton Walsh.
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