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Nathan Ashley Miller

Foreside Fund Services, LLC

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About Nathan Ashley Miller

Nathan Miller is a financial advisor with over 17 years of experience in the financial services industry. Nathan is currently registered with Foreside Fund Services, LLC and is licensed in Illinois. Prior to joining Foreside Fund Services, LLC, Nathan was employed by INVESCO CAPITAL MARKETS, INC., INVESCO DISTRIBUTORS, INC., FIRST TRUST PORTFOLIOS L.P., and GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Nathan holds the following licenses: Series 7, Series 24, Series 63, and Series 66. Nathan is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Nathan Miller is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Miller’s Registration & Firm History

IL

05/15/2023 - Present

Foreside Fund Services, LLC (Lisle IL)

IL

10/20/2015 - 04/06/2023

INVESCO CAPITAL MARKETS, INC. (DOWNERS GROVE IL)

IL

10/20/2015 - 05/10/2016

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

IL

04/04/2013 - 10/12/2015

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

IL

02/27/2006 - 04/09/2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)

CA

04/25/2005 - 02/08/2006

EPLANNING SECURITIES, INC. (ROSEVILLE CA)

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Licenses & Designations

BOTH

Issued 03/23/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Ashley Miller.
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