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Nathan Ardell Sawyer

Equitable Distributors, LLC

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About Nathan Ardell Sawyer

Nathan Sawyer is a financial advisor with Equitable Distributors, LLC. Nathan has been in the financial services industry since 2004 and has extensive experience in the investment industry. Nathan currently holds his Series 6 and Series 63 licenses. Nathan has worked with The Leaders Group, Inc., AIG Capital Services, Inc., PRUCO Securities, LLC., Hartford Equity Sales Company Inc., ING Financial Partners, Inc., John Hancock Distributors LLC, and Veravest Investments, Inc. in the past. Nathan is registered in the following states: Connecticut, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New York, Rhode Island, Vermont, Virginia, West Virginia, and Wisconsin.

Firm Information

Nathan Sawyer is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nathan Sawyer’s Registration & Firm History

NC

12/18/2023 - Present

Equitable Distributors, LLC (Charlotte NC)

CO

10/11/2021 - 11/17/2023

THE LEADERS GROUP, INC. (LITTLETON CO)

NJ

11/24/2014 - 12/09/2019

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

NY

01/03/2013 - 11/25/2014

PRUCO SECURITIES, LLC. (NEW YORK CITY NY)

MI

12/20/2007 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (FARMINGTON HILLS MI)

MA

05/16/2006 - 01/31/2007

ING FINANCIAL PARTNERS, INC. (LITTLETON MA)

MA

05/18/2005 - 05/15/2006

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

08/16/2000 - 01/29/2004

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 04/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Ardell Sawyer.
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