Unclaimed
Nathan Andrew Steele is a registered representative with Apollo Global Securities, LLC. Nathan has been in the securities industry since February 9, 2016. Nathan is a Series 7, Series 24, Series 63, Series 99TO, and SIE licensed professional. Nathan is registered in New York. Nathan was previously registered with CREDIT SUISSE SECURITIES (USA) LLC and J.P. MORGAN SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
01/10/2018 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/14/2005 - 10/04/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/22/2003 - 12/31/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 04/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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