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Nathan Andrew Kaufman

Citizens Securities, Inc.

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About Nathan Andrew Kaufman

Nathan Andrew Kaufman is a financial advisor registered with Citizens Securities, Inc. and has been in the industry since 2002. Nathan Andrew Kaufman is currently registered with 13 states and has been registered with Citizens Securities, Inc. since 2009. Nathan Andrew Kaufman also holds the Series 6, 7, 24, 63 and 65 licenses and is a Certified Financial Planner.

Firm Information

Nathan Kaufman is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nathan Kaufman’s Registration & Firm History

OH

08/13/2015 - Present

Citizens Securities, Inc. (WESTLAKE OH)

OH

09/11/2002 - 11/18/2009

NATCITY INVESTMENTS, INC. (NORTH CANTON OH)

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Licenses & Designations

IA

Issued 03/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/10/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nathan Andrew Kaufman. Review regulatory record here.
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