Unclaimed
Nathan Buckles is a financial advisor with Cetera Investment Advisers LLC, and has been in the financial services industry since 2007. Nathan is registered as a broker-dealer (BC) and investment advisor representative (IA) in Arizona and other states. Nathan has also held previous roles at VOYA FINANCIAL ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO INVESTMENTS, LLC and WELLS FARGO ADVISORS, LLC. Nathan's expertise and experience include financial planning, pension consulting, and portfolio management for individuals and businesses. Nathan provides personalized financial services, including financial planning, investment management, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
08/01/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
09/30/2010 - 07/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
03/19/2010 - 09/20/2010
WELLS FARGO INVESTMENTS, LLC (SUN CITY AZ)
AZ
07/03/2007 - 03/23/2010
WELLS FARGO ADVISORS, LLC (SUN CITY WEST AZ)
BOTH
Issued 12/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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