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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathan? Claim Your ProfileNathan Allan Roozee is a financial advisor at Fidelity Personal AND Workplace Advisors. Nathan has been in the financial industry since 2013, and is licensed to practice in multiple states, including California, Texas, Arizona, Illinois, Maryland, Montana, Nevada, New Jersey, Oregon, and Washington. Nathan has a diverse range of experience, having previously worked at E*TRADE SECURITIES LLC and MORGAN STANLEY. Nathan holds the Series 7 and Series 66 licenses and the SIE exam. Nathan's practice specializes in providing financial advice to individuals, businesses, high-net-worth clients, and pension and profit-sharing plans. Nathan specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/11/2024 - Present
Fidelity Personal AND Workplace Advisors (WALNUT CREEK CA)
CA
10/15/2014 - 01/31/2023
E*TRADE SECURITIES LLC (San Francisco CA)
CA
08/10/2012 - 05/14/2014
MORGAN STANLEY (WALNUT CREEK CA)
BOTH
Issued 09/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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