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Nathan Alan Sands

Northwestern Mutual Investment Services, LLC

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About Nathan Alan Sands

Nathan Sands is a financial professional registered with Northwestern Mutual Investment Services, LLC. Nathan has been in the industry since March 2023. Nathan holds licenses for Series 63, Series 6TO, and SIE exams. Nathan is registered in 20 states including Arizona, Colorado, Florida, Illinois, Iowa, Kansas, Maryland, Michigan, Minnesota, Missouri, Nebraska, New York, North Carolina, North Dakota, Ohio, Pennsylvania, South Dakota, Texas, Virginia, and Washington.

Firm Information

Nathan Sands is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nathan Sands’s Registration & Firm History

IA

03/06/2023 - Present

Northwestern Mutual Investment Services, LLC (W DES MOINES IA)

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Licenses & Designations

BC

Issued 04/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/25/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nathan Alan Sands.
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