Unclaimed
Nathalie Rodrigues is a financial professional with a focus on securities and investment services. Nathalie is registered with the Securities Industry and Financial Markets Association (FINRA) and holds the Series 7TO, Series 63, and SIE licenses. Nathalie currently works with Fidelity Brokerage Services LLC, a brokerage firm based in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/01/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 12/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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