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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nathalie? Claim Your ProfileNathalie Abaunza is a financial advisor with Morgan Stanley, based in Houston, Texas. Nathalie has been working in the financial industry since 2002. Prior to joining Morgan Stanley, Nathalie was with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. Nathalie holds Series 63, 66, 7, and SIE licenses. In addition to being a registered investment advisor in Texas, Nathalie is also registered in several other states, including California, Delaware, Florida, Massachusetts, Nevada, New York, South Dakota, and Texas. Nathalie is a member of the National Association of Securities Dealers, Inc. (NASD). Nathalie specializes in providing financial planning, portfolio management, and asset allocation advice to individual and institutional clients. Nathalie also provides educational seminars and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
01/28/2021 - Present
Morgan Stanley (Houston TX)
TX
05/16/2013 - 12/07/2020
BBVA SECURITIES INC. (HOUSTON TX)
TX
06/30/2009 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
11/27/2002 - 07/01/2009
BBVA INVESTMENTS INC. (HOUSTON TX)
BOTH
Issued 01/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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