Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nate? Claim Your ProfileNate Da lay is a financial advisor with Charles Schwab & CO., Inc. Nate is licensed in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Nate has been in the industry since January 2023. Before joining Charles Schwab & CO., Inc., Nate worked for TD AMERITRADE, INC.. Nate holds Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
05/10/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
01/17/2023 - 05/10/2024
TD AMERITRADE, INC. (St. Louis MO)
BC
Issued 01/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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